Sebi proposes online monitoring of stock brokers' system audit by exchanges

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Exchanges will have to ensure that auditors conduct physical visits to the premises of the stock broker.

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The regulator has also proposed additional obligations on auditors to verify technical glitches, remedial steps taken, software testing, and compliance with the requirements of the disaster recovery site.

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Article Details

Category: BusinessFinance

Markets: India

Topics: Market regulator Securities and Exchange Board of India Online monitoring Sebi Stock brokers Stock exchanges SEBI stock brokers system audit

Source Website Secure: Yes (HTTPS)

News Sentiment: Negative

Fact Checked: Legitimate

Article Type: News Report

Published On: 2024-12-03 @ 19:06:14 (2 weeks ago)

News Timezone: GMT +5:00

News Source URL: business-standard.com

Language: English

Article Length: 196 words

Reading Time: 2 minutes read

Sentences: 8 lines

Sentence Length: 25 words per sentence (average)

Platforms: Desktop Web, Mobile Web, iOS App, Android App

Copyright Owner: © Business Standard

News ID: 24093001

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About Business Standard

Main Topics: BusinessFinance

Official Website: business-standard.com

Update Frequency: 200 posts per day

Year Established: 1975

Headquarters: India

News Last Updated: 2 hours ago

Coverage Areas: India

Ownership: Independent Company

Publication Timezone: GMT +5:00

Content Availability: Worldwide

News Language: English

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Website Security: Secure (HTTPS)

Publisher ID: #49

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