A new complementary service, eProspectus, provides the same assurances with prospectuses, disclosures and offer documents.NEW YORK, Nov.13, 2024 (GLOBE NEWSWIRE) -- 17a-4, LLC offers a new service, eProspectus, complementing their eDisclaimer service for SEC compliance. eProspectus extends 17a-4’s hyperlink disclaimer storage services to cover electronic prospectuses, disclosures and offer documents.
Providing electronic prospectuses, disclosures, offering and other documents provides significant savings in printing and distribution costs to the financial industry, it also represents risk.17a-4, a trusted 3rd party for over 600 financial institutions offers these services for a modest annual fee.eDisclaimer and eProspectus are available separately or as a bundle with other SEC compliance services.
Clients leverage 17a-4’s expertise to ensure information infrastructures comply with SEC (Rule 17a-4), FINRA and CFTC (Rule 1.31) regulations.17a-4 services include Designated Third Party, Fully Paid Stock Lending 3rd Party Collateral Administration services, Books & Records audits, Archive Reviews and assessments of compliant architectures.
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