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As SEC charges first brokerage to run afoul of new investor protection rule, here's how to find a good financial advisor

CNBC Finance LogoCNBC Finance1 mo ago

As SEC charges first brokerage to run afoul of new investor protection rule, here's how to find a good financial advisor

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Here are some steps consumers can take to protect themselves.

They can search for such advisors in networks such as the National Association of Personal Financial Advisors, Garrett Planning Network, XY Planning Network and Alliance of Comprehensive Planners.

Overall, the rule generally requires brokers and firms to put a client's interests ahead of their financial or other interests when making an investment recommendation.


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Author / Journalist: https://www.facebook.com/CNBC

Category: MarketsFinanceInvesting

Topics: Source:tagname:CNBC US Source Cnbc Finance Products and Services Investing Personal finance Articles Fraud and false statements Personal Finance Investment Fraud Investment Strategy

Source Website Secure: Yes (HTTPS)

News Sentiment: Neutral

Fact Checked: Legitimate

Article Type: News Report

Published On: 2022-06-17, 19:21:36

News Timezone: GMT -5:00

News Source URL: cnbc.com

Language: English

Reading Time: 7 minutes read

Article Length: 1185 words

Coverage Area: United States

Availability: Desktop Web, Mobile Web

News ID: 493

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About CNBC Finance

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Official Website: cnbc.com

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Year Established: 2005

Headquarters: United States

News Last Updated: 10h ago

Coverage Areas: United States

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Publication Timezone: GMT -5:00

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